Anpario plc ( ‘the Company’)
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Anpario plc | ||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||
An acquisition or disposal of voting rights | Yes | ||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||||||
An event changing the breakdown of voting rights | No | ||||||||
Other (please specify): | No | ||||||||
3. Full name of person(s) subject to the notification obligation: iii |
ISIS VC LLP | ||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
Baronsmead VCT plc 1.5% Baronsmead VCT 2 plc 1.5% Baronsmead VCT 3 plc 1.5% Baronsmead VCT 4 plc 1.5% Baronsmead VCT 5 plc 3.5% |
||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
11/06/2014 | ||||||||
6. Date on which issuer notified: | 17/06/2014 | ||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
11% & 10% |
8. Notified details: | |||||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||||
Class/type of shares if possible using |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||||||||||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||||
Ord GBP0.23 GB00B3NWT178 |
2,298,699 | 11.58% | 1,898,699 | 9.56% | |||||||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||||||||||||||||||||
Nil | |||||||||||||||||||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||||
Nominal | Delta | ||||||||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||||
1,898,699 | 9.56% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
|||||
ISIS VC LLP Baronsmead VCT plc 1.5% Baronsmead VCT 2 plc 1.5% Baronsmead VCT 3 plc 1.5% Baronsmead VCT 4 plc 1.5% Baronsmead VCT 5 plc 3.5% Registered in the name of Chase Nominees Ltd |
|||||
Proxy Voting: | |||||
10. Name of the proxy holder: | ISIS VC LLP | ||||
11. Number of voting rights proxy holder will cease to hold: |
N/A | ||||
12. Date on which proxy holder will cease to hold voting rights: |
N/A | ||||
13. Additional information: | |||||
14. Contact name: | Karen Huxley | ||||
15. Contact telephone number: | 020 7506 5643 |
Anpario plc
David Bullen, Chief Executive Officer +44 (0)791 955 2040
Karen Prior, Group Finance Director +44 (0)1909 537 380
Peel Hunt +44 (0) 207 418 8900
Dan Webster
Richard Brown
Richard Kauffer