TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: Anpario PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights x
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii: Placing
3. Details of person subject to the notification obligationiv
Name Downing LLP
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s) (if different from 3.)v
Name MI Downing UK Micro-Cap Growth Fund

Downing ONE VCT plc

Client funds managed by Downing LLP

City and country of registered office (if applicable) London, UK
5. Date on which the threshold was crossed or reachedvi: 01/03/2018
6. Date on which issuer notified (DD/MM/YYYY): 05/03/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 6.96% n/a 6.96% 23,120,773
Position of previous notification (if

applicable)

7.14% n/a 7.14%
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B3NWT178 1,610,156 6.96%
SUBTOTAL 8. A 1,610,156 6.96%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights
n/a n/a n/a n/a n/a
SUBTOTAL 8. B 1 n/a n/a
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Physical or cash

settlementxii

Number of voting rights % of voting rights
n/a n/a n/a n/a n/a n/a
  SUBTOTAL 8.B.2 n/a n/a
9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
x
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Downing LLP 6.96% n/a 6.96%
 
10. In case of proxy voting, please identify:
Name of the proxy holder n/a
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
n/a
Place of completion London, EC3R 6HD
Date of completion 05/03/2018
Annex: Notification of major holdings (to be filed with the FCA only)
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities) Downing LLP
Contact address (registered office for legal entities) 6th Floor, St Magnus House,

3 Lower Thames Street, London, EC3R 6HD

E-Mail
Phone number / Fax number 0207 416 7780
Other useful information

(at least legal representative for legal persons)

 
B: Identity of the notifier, if applicable
Full name
Contact address
E-Mail
Phone number / Fax number
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
2018-03-07T08:32:24+00:00